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Division of Enforcement in Washington, D.C, US (United States)
Company Overview:
Do you have enough time during the day to respond to all the messages others send to you and spend a high quality and quantity of time developing your people? Chances are, you don't. I have heard many managers complain because they feel drowned under the product of today's communications tidal wave -- innumerable messages from cell phones, e-mail, fax, voice mail, etc.
Company Statistics:
ViewContact Details
Address:1101 17th Street NW, Suite 705, Washington, D.C, 20036, United States
Telephone:(202) 347-1222
Fax:
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News:
Should the SEC Deputize the Zero Hedge Blog?
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The beleaguered SEC can use all the help it can get right now, so maybe it should deputize the Zero Hedge blog? On Sept. 17, one of its contributors ("Anal_yst") wrote in a post entitled, "Unsolicited Offer to the Securities & Exchange Commission: Hire Me," that the SEC was in such dire shape that
ENFORCEMENT PROCEEDINGS - In the Matter of Home Solutions of America, Inc. - Zibb.com...
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...of Home Solutions' common stock should be suspended for a period not to exceed twelve months or revoked. The Division of Enforcement (the Division) alleges that Home Solutions failed to comply with Section 13(a) of the Exchange Act and Exchange...
Ex-SEC Lawyer Pleads Guilty to Fraud in Dreier Case - Wall Street Journal
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...Comments more in Law » BY CHAD BRAY NEW YORK -- A former lawyer in the Securities & Exchange Commission's Division of Enforcement admitted Monday to helping disgraced lawyer Marc Dreier carry out a scheme to attempt to sell $44.7 million...
SEC names Adam Storch managing executive, enforcement division
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...position of Managing Executive of the SEC's Division of Enforcement. In his role, Mr. Storch will act as the...with Lorin Reisner, the Deputy Director of the Division of Enforcement, Mr. Storch will supervise the Office of Market...
SEC Creates New Risk Division
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...of this new division, the SEC now has five divisions, including: the Division of Corporation Finance, the Division of Enforcement, the Division of Investment Management and the Division of Trading and Markets. Related Items Articles...
Press Releases:
Pre-Paid Legal Services, Inc. faces investigation on behalf of PRE PAID LEGAL SVCS
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...following recent events: On October 6, 2009, Pre-Paid Legal Services reported the receipt of a subpoena from the Division of Enforcement of the United States Securities and Exchange Commission in connection with a “fact-finding inquiry”. Pre...
ArthroCare Announces Financial Results for the Third Quarter of 2009 - Zibb.com
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...reports with the SEC on a timely basis; the results of the investigations being conducted by the Staff of the Division of Enforcement of the Securities and Exchange Commission and the United States Attorneys' offices in Florida and North Carolina...
MGIC Investment Corporation Reports Third Quarter 2009 Results
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...nor is it possible to predict their effect on us or the mortgage insurance industry. In October 2007, the Division of Enforcement of the Securities and Exchange Commission requested that we voluntarily furnish documents and information primarily...
One Year Later, Where Are the Perp Walks?
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...a New York City Bar Association gathering in August, "The credit crisis remains the highest priority of the Division of Enforcement." In June, the SEC sued former Countrywide Financial CEO Angelo Mozilo and two former executives with fraud...
Pre-Paid Legal Services Announces Inquiry (PR Newswire)
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...NYSE: PPD - News), announced that as part of a fact-finding inquiry, we have received a subpoena from the Division of Enforcement of the Securities and Exchange Commission ("SEC"). The subpoena requires us to produce a variety of documents...
Web Pages:
GAO-09-613T, Securities and Exchange Commission: Greater Attention Is Needed to Enhanc...
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...Utilization of Resources in the Division of Enforcement Statement of Richard J...Commission’s (SEC) Division of Enforcement (Enforcement) to manage...Utilization of Resources in the Division of Enforcement (GAO-09-358, March...
S.E.C. Division of Enforcement Manual | Overview
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...Sign-up S.E.C. Division of Enforcement Manual Overview Full...operating manual for its Division of Enforcement. Topics of the Day...since the creation of the Division of Enforcement in 1971, that the SEC has...
Sutherland Asbill & Brennan LLP Washington, District of Columbia Profile
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...Law Review, 1966-1967. Division of Enforcement, Securities and Exchange...Chief Trial Attorney, Division of Enforcement, 1980-1986. Adjunct Professor...NASD. Senior Counsel, Division of Enforcement, Securities and Exchange...
Preventing the Next Madoff
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...general counsel for the Americas at Deutsche Bank prior to joining the SEC in March of 2009, testified that the division of enforcement is now “undergoing a fundamental restructuring.” Among the new initiatives: creating five specialized investigative...
FTC Bureau of Consumer Protection - Division of Enforcement
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...Competition About Intl. Affairs Division of Enforcement The Division of Enforcement litigates civil contempt and civil penalty...of Consumer and Business Education Division of Enforcement Division of Financial Practices ...
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